Financial Industry Regulatory Authority (FINRA) Practice Exam 2025 - Free FINRA Practice Questions and Study Guide

To ensure that their shares are voted according to management's recommendations, an investor must sign and return the proxy statement in a timely manner. The correct response indicates that the investor needs to complete this action by the tenth day before the meeting. This timeframe allows sufficient processing time for the proxy to be counted in the voting tally.

When an investor does not respond with instructions on how to cast their vote, the proposed management recommendations typically prevail, presuming the proxy is properly submitted. It’s important for investors to be aware that adhering to this deadline is crucial, as missing it could mean that their vote will not be counted at all.

Other options might suggest alternative actions or incorrect timelines for submitting the proxy, which would not ensure the shares are voted in line with management's recommendations. Understanding this timeline helps investors engage effectively in corporate governance matters and ensures their interests are represented.