Financial Industry Regulatory Authority (FINRA) Practice Exam 2026 - Free FINRA Practice Questions and Study Guide

The activity that requires written notification to a firm is driving part-time for a transportation network company on weekends. This is considered outside business activity as a registered representative is engaging in work not related to their primary employment in the securities industry. Under FINRA rules, registered representatives must disclose certain outside activities to ensure that there are no conflicts of interest or potential impacts on their performance and responsibilities to the firm.

While volunteering as a youth soccer coach is typically viewed as a personal activity that does not require disclosure, gambling winnings over $10,000 may not necessitate notification unless it directly impacts the representative's ability to perform their duties or creates a conflict of interest. Additionally, selling nonproprietary investment company securities products through her firm generally falls under the purview of her firm’s business activities and would be accounted for in her professional capacity, thus does not require separate notification. Therefore, the correct choice focuses on the representative's engagement in outside employment that necessitates firm awareness and approval.