Financial Industry Regulatory Authority (FINRA) Practice Exam 2026 - Free FINRA Practice Questions and Study Guide

Question: 1 / 400

After completing regulatory element continuing education, when is the next deadline for a registered representative?

Next year

Two years from now

Three years from now

The regulatory element of continuing education is designed to ensure that registered representatives stay updated with the industry rules and regulations. After a registered representative completes their regulatory element continuing education, the next deadline for completing it again is typically set for three years from that date. This periodic requirement helps maintain the competency and knowledge of representatives in a constantly evolving financial landscape.

The timing requirements are crucial because they ensure that professionals in the industry are not only knowledgeable about current protocols but also engaged in ongoing education to keep their skills sharp and informed. Meeting this three-year requirement is essential for maintaining good standing in the industry and fulfilling regulatory obligations.

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Within 120 days

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